改进型EKF状态观测的锂电池组分层模块化均衡控制策略研究
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1.重庆理工大学电气与电子工程学院重庆400054; 2.重庆理工大学机械工程学院重庆400054

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TH-39TM912

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重庆市教育委员会科学技术研究项目(KJZD-M202301104)资助


Hierarchical modular equalization control strategy for lithium-ion battery packs with improved EKF state observation
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1.School of Electrical and Electronic Engineering, Chongqing University of Technology, Chongqing 400054, China; 2.College of Mechanical Engineering, Chongqing University of Technology, Chongqing 400054, China

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    摘要:

    针对锂电池组主动均衡过程中存在的状态观测精度不足与能量调度效率受限问题,提出一种改进扩展卡尔曼滤波(EKF)的分层模块化均衡控制策略。系统底层由改进型Buck-Boost多路径均衡电路构成模块内均衡网络,实现相邻及非相邻电池之间的直接能量传输;顶层由双向Flyback均衡电路及开关矩阵构成模块间均衡网络,实现模块与整组电池之间的能量交互;同时以EKF估计的荷电状态(SOC)为均衡判据,引入模糊比例-积分-微分调节器,实现模块内与模块间的分层并行协同控制,从而提升系统整体均衡效率。针对开路电压(OCV)-SOC曲线在平台区灵敏度下降导致观测误差增大的问题,在EKF中引入平台修正系数G,对观测增益进行自适应调节,以提高SOC估计精度。实验结果表明,所提均衡策略的SOC估计最大误差为2.9%,均方根误差为0.86%,较传统EKF分别降低35.7%和36.8%;与基于Buck-Boost及Flyback均衡电路的比例-积分-微分控制策略相比,静态工况下均衡时间缩短37.1%,在1C充电与放电工况下分别缩短58.66%和60%,动态响应性能显著提升。为兼顾实时性与工程可实现性,采用海市蜃楼优化算法对修正系数G进行离线优化并构建查找表,在TMS320F28335平台上通过查表方式实现在线计算,单次控制周期耗时0.32 ms,仅占10 ms控制周期的3.2%。所提策略在提高SOC估计精度的同时显著提升均衡效率,为锂电池管理系统测控一体化设计提供了一种具有工程应用价值的实现路径。

    Abstract:

    To address the issues of insufficient state observation accuracy and limited energy scheduling efficiency during the active equalization of lithium-ion battery packs, a hierarchical modular equalization control strategy based on an improved extended Kalman filter (EKF) is proposed. The system consists of an intra-module equalization network constructed from multiple improved Buck-Boost multi-path equalization circuits at the bottom layer, enabling direct energy transfer between adjacent and non-adjacent cells, and an inter-module equalization network formed by a bidirectional Flyback equalization circuit and a switch matrix at the top layer, facilitating energy exchange between modules and the entire battery pack. Taking the state of charge (SOC) estimated by the EKF as the equalization criterion, a fuzzy proportional-integral-derivative regulator is introduced to achieve hierarchical parallel coordinated control within and between modules, thereby improving the overall equalization efficiency of the system. To address the problem of increased observation errors caused by decreased sensitivity of the open-circuit voltage (OCV)-SOC curve in the plateau region, a plateau correction coefficient G is introduced into the EKF to adaptively adjust the observation gain, thereby enhancing SOC estimation accuracy. Experimental results show that the proposed equalization strategy achieves a maximum SOC estimation error of 2.9% and a root mean square error of 0.86%, which are 35.7% and 36.8% lower than those of the traditional EKF, respectively. Compared with the proportional-integral-derivative control strategy based on Buck-Boost and Flyback equalization circuits, the equalization time under static conditions is reduced by 37.1%, and under 1C charging and discharging conditions, it is reduced by 58.66% and 60%, respectively, with significantly improved dynamic response performance. To balance real-time performance and engineering feasibility, the Fata Morgana algorithm is employed to optimize the correction coefficient G offline and construct a lookup table. Online computation is achieved through table lookup on the TMS320F28335 platform, with a single control cycle time of 0.32 ms, accounting for only 3.2% of the 10 ms control cycle. The proposed strategy significantly enhances equalization efficiency while enhancing SOC estimation accuracy, providing a viable implementation path with engineering application value for the integrated measurement and control design of lithium-ion battery management systems.

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周鹏程,郑永,陈艳,郭爽.改进型EKF状态观测的锂电池组分层模块化均衡控制策略研究[J].仪器仪表学报,2026,47(5):350-360

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  • 在线发布日期: 2026-07-24
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